DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
R••••••••• C••••••• L•••
Gross asset value
$296M
as of Mar 28, 2024; not a fund size
Peak GAV
$364M
highest filing
Owners
52
beneficial owners reported
Minimum investment
$200,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
57%
fund-of-funds interests
Non-US owners
12%
Reported
15 filings
Dec 12, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$296M as of Mar 28, 2024
Dec 12, 2017$80.7M then
Owners52 as of Mar 28, 2024
Dec 12, 201715 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-296316reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Bank National AssociationChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- First-Citizens Bank & Trust CompanyRaleigh, North Carolina · LEI L9VVX1KT5TFTKS0MLF66
Across DFX
shared identifiers only
- R••••••••• C••••••• L••• · peshared adv fund id
- R••••••••• C••••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons