DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• B•••••• M••••• F••• L•
Gross asset value
$277M
as of Mar 6, 2024; not a fund size
Peak GAV
$277M
highest filing
Owners
48
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
28%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
93%
Reported
12 filings
Feb 25, 2019 to Mar 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$277M as of Mar 6, 2024
Feb 25, 2019$51.4M then
Owners48 as of Mar 6, 2024
Feb 25, 201940 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-323124reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jefferies LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan StanleyLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Northern Trust International Banking CorporationJersey City, New Jersey · LEI 549300GLF98S992BC502
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 28%reportedadviser and related persons