DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•• S•••••• O••••••••• M••••• F•••• L••
Gross asset value
$111M
as of May 6, 2024; not a fund size
Peak GAV
$177M
highest filing
Owners
89
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
19%
fund-of-funds interests
Non-US owners
0%
Reported
40 filings
Mar 30, 2012 to May 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$111M as of May 6, 2024
Mar 30, 2012$150M then
Owners89 as of May 6, 2024
Mar 30, 20122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 13% of the adviser's clients investedreported
- Form D file number
- 021-99359reportedthe join to the Form D offering
- Type as written
- MULTI-STRATEGY FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.Phoenix, Arizona
- JP Morgan Chase BankNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- H•• S•••••• O••••••••• M••••• F•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons