DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N••••••••• E••••••••• F•••• F••• ••••••• M••••• L••••••

Hedge Fundadvised byU•• O•••••• L••former805-6946436522IAPD
Gross asset value
$190M
as of Feb 22, 2024; not a fund size
Peak GAV
$630M
highest filing
Owners
215
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
26%
Reported
15 filings
Aug 28, 2020 to Feb 22, 2024
Reporting history
one row per Form ADV filing
Gross asset value$190M as of Feb 22, 2024
Aug 28, 2020$50.0M then
Owners215 as of Feb 22, 2024
Aug 28, 20201 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 7% of the adviser's clients investedreported
Form D file number
021-394582reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citigroup Global Markets Inc.
    New York, New York
  • Citigroup Global Markets L••••••
    London, United Kingdom · LEI XKZZ2JZF41MRHTR1V493
  • Goldman Sachs & Co. LLC
    New York City, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • Mufg Alternative Fund Services (C•••••) L••••••
    Grand C•••••, Cayman Islands · LEI 549300E78YO4UPWUBK86
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
5.0%reportedadviser and related persons