DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D• U•••••• L•
Private Equity Fundadvised byD•••••••• C•••••• M••••••••• L••asset manager805-6982628659no longer reportedIAPD
Gross asset value
$229M
as of Oct 20, 2022; not a fund size
Peak GAV
$639M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
26%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Mar 30, 2018 to Oct 20, 2022
Reporting history
one row per Form ADV filing
Gross asset value$229M as of Oct 20, 2022
Mar 30, 2018$118M then
Owners34 as of Oct 20, 2022
Mar 30, 201812 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 9% of the adviser's clients investedreported
- Form D file number
- 021-297159reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan Stanley & Co. LLCNew York, New York
- State Street Global ServicesBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
- D• U•••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 26%reportedadviser and related persons