DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

P••••• A••• L•••• F•••• L•

Hedge Fundadvised byP••••• I••••••••• U• L••asset manager805-6993543130no longer reportedIAPD
Gross asset value
$141M
as of Nov 17, 2021; not a fund size
Peak GAV
$141M
highest filing
Owners
274
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
8 filings
Mar 25, 2020 to Nov 17, 2021
Reporting history
one row per Form ADV filing
Gross asset value$141M as of Nov 17, 2021
Mar 25, 2020$2.3M then
Owners274 as of Nov 17, 2021
Mar 25, 20204 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-363383reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Leumi USA
    New York, New York
  • M & T Bank Corporation
    Buffalo, New York · LEI 549300WYXDDBYRASEG81
  • Wells Fargo
    New York, New York
  • Wilmington Trust
    Wilmington, North Carolina · LEI 254900K52ZHF2PEQE649
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
1.0%reportedadviser and related persons