DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S••••• L••• P••••••• V•• L•••
Gross asset value
$25B
as of Jul 30, 2024; not a fund size
Peak GAV
$25B
highest filing
Owners
446
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
56%
Reported
9 filings
Mar 31, 2021 to Jul 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$25B as of Jul 30, 2024
Mar 31, 2021$20B then
Owners446 as of Jul 30, 2024
Mar 31, 2021438 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-366246reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank N.A.Mumbai, India · LEI 335800I4HZC5MKOPHE63
- Bank Of America N.A.Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Barclays Securities (India) Private LimitedMumbai, India · LEI 549300EOU1K8WJQRWD57
- Bnp Paribas S.A. Niederlassung Deutschland Securities ServicesFrankfurt, Germany
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Clearing And Settlement Department Of The Abu Dhabi Stock ExchangeAbu Dhabi, United Arab Emirates
- Goldman Sachs Bank USANew York, New York · LEI KD3XUN7C6T14HNAYLU02
- Jpmorgan Chase Bank NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- RBC Capital Markets, LLCNew York, New York
- Silicon Valley Bank, A Division Of First-Citizens Bank & Trust CompanySanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
- Societe Generale Bank & Trust S.A.Luxembourg, Luxembourg · LEI TPS0Q8GFSZF45ZZFL873
Across DFX
shared identifiers only
- S••••• L••• P••••••• V•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons