DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••••••••• S•••••••• O••••••••• M••••• F••• I• L•••
Gross asset value
$410M
as of Mar 29, 2024; not a fund size
Peak GAV
$410M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
98%
Reported
14 filings
Mar 29, 2019 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$410M as of Mar 29, 2024
Mar 29, 2019$317M then
Owners1 as of Mar 29, 2024
Mar 29, 20191 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaNew York, New York
- Citizens BankNew York, New York · LEI 549300CABYW2DE2UTD57
- First Republic BankNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
Across DFX
shared identifiers only
- M••••••••• S•••••••• O••••••••• M••••• F••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons