DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
4•• C•••••• S•••••• S••••••••• F••• I• L•• • S••••• B•
Gross asset value
$16.1M
as of Nov 24, 2020; not a fund size
Peak GAV
$124M
highest filing
Owners
22
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
22 filings
Mar 31, 2014 to Nov 24, 2020
Reporting history
one row per Form ADV filing
Gross asset value$16.1M as of Nov 24, 2020
Mar 31, 2014$124M then
Owners22 as of Nov 24, 2020
Mar 31, 201415 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-189438reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cortland Capital Market Services LLCChicago, Illinois
- Keybank National AssociationCleveland, Ohio · LEI HUX2X73FUCYHUVH1BK78
- Wells Fargo Bank, N.A.Minneapolis, Minnesota · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 9.0%reportedadviser and related persons