DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W••• S••••• C•••••• P••••••• C•••••••• A• S••
Gross asset value
$2.0B
as of Nov 19, 2024; not a fund size
Peak GAV
$2.0B
highest filing
Owners
584
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
87%
Reported
42 filings
Mar 31, 2022 to Nov 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.0B as of Nov 19, 2024
Mar 31, 2022$1.6B then
Owners584 as of Nov 19, 2024
Mar 31, 2022586 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Luxembourgreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-21421547reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- EburyLondon, United Kingdom
- 77 BankSendai, Japan
- Barclays Bank PlcLondon, United Kingdom
- Barclays Bank Plc, Jersey BranchSt. Helier, Jersey
- Ca Indosuez Wealth (Europe)Luxembourg, Luxembourg
- Carta Securities, LLCSan Francisco, California
- China (Shanghai) Pilot Free Trade Zone Branch, Bank Of China, ShanghaiShanghai, China
- Citibank N.A.New York, New York
- ComputershareCanton, Massachusetts
- Danske BankTrondheim, Norway
- First Caribbean International BankSt. Michael, Barbados
- Goldman Sachs & Co. LLCNew York, New York · related person of the adviser
- Hsbc Bank (Mauritius) LimitedEbene, Mauritius
- Hsbc Bank Bermuda LimitedHamilton, Bermuda
- Hsbc China Beijing Municipal BranchChaoyang, China
- Hsbc FranceParis, France
- Industrial And Commercial Bank Of China (Icbc) Huaibei BranchHuaibei, China
- Industrial And Commercial Bank Of China Limited Beijing Trade Center Sub-BranchChaoyang, China
- JP Morgan Chase Bank, NaNew York, New York
- Macquarie Bank LimitedSydney, Australia
Across DFX
shared identifiers only
- W••• S••••• C•••••• P••••••• C•••••••• a• S•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons