DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••••• D••••••••• M••••• F•••• L••• ••••• L•••• C•••••• T•••••• M••••• F••• L••••
Hedge Fundadvised byL•••• C•••••• S••••••••• L•••independent RIA805-7057925800no longer reportedIAPD
Gross asset value
$111M
as of Dec 10, 2018; not a fund size
Peak GAV
$279M
highest filing
Owners
41
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
49%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Mar 30, 2012 to Dec 10, 2018
Reporting history
one row per Form ADV filing
Gross asset value$111M as of Dec 10, 2018
Mar 30, 2012$241M then
Owners41 as of Dec 10, 2018
Mar 30, 201268 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-128217reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Hsbc Bank USA, National AssociationNew York, New York · LEI 1IE8VN30JCEQV1H4R804
- Morgan Stanley & Co. International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB6
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Services Inc.New York, New York · LEI I7331LVCZKQKX5T7XV54
- Morgan Stanley Private Bank, National AssociationPurchase, New York · LEI 549300GS0W0TEUQS8571
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 49%reportedadviser and related persons