DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•• 2•• C•••••• F••••••• F•••••• A•• F••••••• F••• I• L•••
Gross asset value
$121M
as of Mar 29, 2020; not a fund size
Peak GAV
$121M
highest filing
Owners
39
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
5%
of the fund
Owned by funds
13%
fund-of-funds interests
Non-US owners
36%
Reported
7 filings
Aug 20, 2018 to Mar 29, 2020
Reporting history
one row per Form ADV filing
Gross asset value$121M as of Mar 29, 2020
Aug 20, 2018$104M then
Owners39 as of Mar 29, 2020
Aug 20, 201829 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-305342reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pacific Western BankDurham, North Carolina
Across DFX
shared identifiers only
- N•• 2•• C•••••• F••••••• F•••••• a•• F••••••• F••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons