DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byS••••• C•••••• M••••••••• L•asset manager805-7069362307no longer reportedIAPD
Gross asset value
$26.4M
as of Mar 30, 2020; not a fund size
Peak GAV
$253M
highest filing
Owners
14
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
10%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
78%
Reported
10 filings
Mar 31, 2015 to Mar 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$26.4M as of Mar 30, 2020
Mar 31, 2015$118M then
Owners14 as of Mar 30, 2020
Mar 31, 20153 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Bermudareported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Capital Inc.
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Fidelity Brokerage Services LLC
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Financial Markets, Inc.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • The Bank Of New York Mellon
    New York, New York
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
10%reportedadviser and related persons