DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•••••• C•••••• G••••• M•••••• M••••• F••• L•••
Gross asset value
$2.1B
as of Mar 29, 2016; not a fund size
Peak GAV
$2.1B
highest filing
Owners
84
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
21%
fund-of-funds interests
Non-US owners
41%
Reported
7 filings
Aug 23, 2012 to Mar 29, 2016
Reporting history
one row per Form ADV filing
Gross asset value$2.1B as of Mar 29, 2016
Aug 23, 2012$27.1M then
Owners84 as of Mar 29, 2016
Aug 23, 20121 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-1555752reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York
- Barclays Bank PlcLondon, United Kingdom
- Barclays Capital Inc.New York, New York
- Bnp ParibasParis, France
- Citibank NaNew York, New York
- Deutsche Bank AgFrankfurt, Germany
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- JP Morgan Asset Management Global LiquidityNew York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- Merrill Lynch InternationalLondon, United Kingdom
- Morgan Stanley & Co. International PlcLondon, United Kingdom
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Services LLCNew York, New York
- Nomura Global Financial Products Inc.New York, New York
- Nomura International PlcLondon, United Kingdom
- Societe GeneraleNew York, New York
- The Bank Of New YorkNew York, New York
- The Royal Bank Of Scotland PlcNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 4.0%reportedadviser and related persons