DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V••• O••••••••• F••• H•••••••• L•••
Gross asset value
$1.0B
as of Sep 19, 2024; not a fund size
Peak GAV
$1.0B
highest filing
Owners
65
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
3%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
73%
Reported
5 filings
Mar 31, 2023 to Sep 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.0B as of Sep 19, 2024
Mar 31, 2023$661M then
Owners65 as of Sep 19, 2024
Mar 31, 202368 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-301674reportedthe join to the Form D offering
- Type as written
- CLOSED-END PRIVATE FUND THAT INVESTS PRIMARILY IN PUBLIC SECURITIESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCBrooklyn, New York
- Btig, LLCSan Francisco, California
- Citibank, N.A.Sioux Falls, South Dakota
- Computershare Securities CorporationProvidence, Rhode Island
- East West BankSanta Clara, California
- Marex Capital Markets Inc.New York, New York
- Pacific Stock TransferLas Vegas, Nevada
- Pershing LLCJersey City, New Jersey
- Silicon Valley Bank, A Division Of First Citizens BankSanta Clara, California
Across DFX
shared identifiers only
- V••• O••••••••• F••• H•••••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons