DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
Q•• M••••• F••• S•• • T•••• F••• S•
Gross asset value
$191B
as of Mar 28, 2024; not a fund size
Peak GAV
$191B
highest filing
Owners
104
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
76%
Reported
10 filings
Mar 31, 2021 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$191B as of Mar 28, 2024
Mar 31, 2021$1.3B then
Owners104 as of Mar 28, 2024
Mar 31, 202121 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-344504reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Barclays Capital Securities LimitedLondon, United Kingdom · LEI K9WDOH4D2PYBSLSOB484
- Bnp Paribas, London BranchLondon, United Kingdom
- Citco Bank Nederland N.V. Dublin BranchDublin, Ireland · LEI 549300SGF4BS54YG8M
- Citco Custody LimitedSt Julians, Malta
- Citibank (China) Co LimitedShanghai, China · LEI IMRQEARW2X0ZMJAJ5J58
- Clsa LimitedHong Kong, Hong Kong
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- J.P. Morgan Securities LLCNew York, New York
- J.P. Morgan Securities PlcLondon, United Kingdom · LEI K6Q0W1PS1L1O4IQL9C32
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co. International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- The Bank Of New York Mellon (International) LtdLondon, United Kingdom · LEI 549300KP56LL8NKKFL47
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
- Q•• M••••• F••• S•• • T•••• F••• S• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons