DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D• E• S••• U••• B•••• M••••• C••• A•••• E•••••••• P••• P••••••••• L•••••
Securitized Asset Fundadvised byD• E• S••• I••••••••• M••••••••• L•••••asset manager805-7122992809no longer reportedIAPD
Gross asset value
$124M
as of Nov 2, 2015; not a fund size
Peak GAV
$146M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Feb 29, 2012 to Nov 2, 2015
Reporting history
one row per Form ADV filing
Gross asset value$124M as of Nov 2, 2015
Feb 29, 2012$76.1M then
Owners5 as of Nov 2, 2015
Feb 29, 20127 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-95480reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Hsbc Bank Bermuda LimitedHamilton, Bermuda
- Hsbc Bank USA, N.A.New York, New York
- State Street Bank & Trust Co.Boston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons