DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•••••• S•••••• O••••••••• F•••• L•••
Gross asset value
$58.5M
as of Nov 27, 2017; not a fund size
Peak GAV
$66.3M
highest filing
Owners
32
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
31%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
46%
Reported
9 filings
Mar 30, 2012 to Nov 27, 2017
Reporting history
one row per Form ADV filing
Gross asset value$58.5M as of Nov 27, 2017
Mar 30, 2012$8.0M then
Owners32 as of Nov 27, 2017
Mar 30, 201212 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-134870reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Clearing Corp.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCSan Francisco, California
- Morgan Stanley Institutional Liquidity Funds C/O Morgan Stanley Services Company, IncKansas City, Missouri
- Morgan Stanley Private Bank, National AssociationNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 31%reportedadviser and related persons