DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D••••• A••••• F•••
Gross asset value
$6.4M
as of Mar 27, 2014; not a fund size
Peak GAV
$11.9M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 29, 2012 to Mar 27, 2014
Reporting history
one row per Form ADV filing
Gross asset value$6.4M as of Mar 27, 2014
Mar 29, 2012$11.9M then
Owners38 as of Mar 27, 2014
Mar 29, 201236 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- California, United Statesreported
- Clients solicited
- yes, 16% of the adviser's clients investedreported
- Form D file number
- none reportedreported
- Type as written
- A CALIFORNIA LICENSED LENDERreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
- D••••• A••••• F••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons