DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

D•••• C••••••• L••

Hedge Fundadvised byS••••••• F••••• O•••••• L••asset manager805-7189714597no longer reportedIAPD
Gross asset value
$547M
as of Feb 25, 2022; not a fund size
Peak GAV
$547M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$15.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Dec 16, 2019 to Feb 25, 2022
Reporting history
one row per Form ADV filing
Gross asset value$547M as of Feb 25, 2022
Dec 16, 2019$402M then
Owners9 as of Feb 25, 2022
Dec 16, 20195 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
South Dakota, United Statesreported
Clients solicited
noreported
Form D file number
021-352598reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Charles Schwab & Co., Inc.
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
1.0%reportedadviser and related persons