DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••••••• H••••••••• I••••••••• F•••• L•••
Gross asset value
$1.5B
as of Mar 28, 2024; not a fund size
Peak GAV
$1.5B
highest filing
Owners
124
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
19%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
3%
Reported
25 filings
Oct 28, 2015 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.5B as of Mar 28, 2024
Oct 28, 2015$571M then
Owners124 as of Mar 28, 2024
Oct 28, 201590 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-244615reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Servics LLCNe, New York · LEI I7331BCZKQX5T7XV54
- National Financial Services LLCBoston, Massachusetts
- Northern TrustJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
- UBS Ag LondonLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 19%reportedadviser and related persons