DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••• C• X••• L••

Private Equity Fundadvised byC••••• M••••••••• L•••••asset manager805-7201939911no longer reportedIAPD
Gross asset value
$336M
as of May 23, 2019; not a fund size
Peak GAV
$336M
highest filing
Owners
181
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
11%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
21%
Reported
2 filings
Mar 29, 2019 to May 23, 2019
Reporting history
one row per Form ADV filing
Gross asset value$336M as of May 23, 2019
Mar 29, 2019$303M then
Owners181 as of May 23, 2019
Mar 29, 2019181 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-316356reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    San Francisco, California
  • Morgan Stanley & Co. LLC
    New York, New York
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
11%reportedadviser and related persons