DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
K••• S•• O••••••••• F••• I• L•••
Gross asset value
$10.8M
as of Mar 1, 2024; not a fund size
Peak GAV
$64.9M
highest filing
Owners
22
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
76%
fund-of-funds interests
Non-US owners
47%
Reported
26 filings
Mar 30, 2017 to Mar 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$10.8M as of Mar 1, 2024
Mar 30, 2017$64.9M then
Owners22 as of Mar 1, 2024
Mar 30, 201721 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-258121reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- KeybankCleveland, Ohio · LEI HUX2X73FUCYHUVH1BK7
- Suntrust BankAtlanta, Georgia
- Wells Fargo Bank, N.A.Minneapolis, Minnesota
Across DFX
shared identifiers only
- K••• S•• O••••••••• F••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons