DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••••••• C•••••• S••••• C••••• F••• • A• L•••
Gross asset value
$95.2M
as of Jan 9, 2013; not a fund size
Peak GAV
$95.2M
highest filing
Owners
113
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
6 filings
Mar 26, 2012 to Jan 9, 2013
Reporting history
one row per Form ADV filing
Gross asset value$95.2M as of Jan 9, 2013
Mar 26, 2012$95.2M then
Owners113 as of Jan 9, 2013
Mar 26, 2012113 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 30% of the adviser's clients investedreported
- Form D file number
- 021-154830reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Bank Of New York Trust Company, NaHouston, Texas
Across DFX
shared identifiers only
- L••••••• C•••••• S••••• C••••• F••• • a• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons