DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
M••••••• P••••••• I•••• L•
Private Equity Fundadvised byM••••••• U• A••••••• L•••asset manager805-7233642185no longer reportedIAPD
Gross asset value
$19.6M
as of Mar 30, 2017; not a fund size
Peak GAV
$19.6M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
20%
of the fund
Owned by funds
34%
fund-of-funds interests
Non-US owners
14%
Reported
8 filings
Mar 30, 2012 to Mar 30, 2017
Reporting history
one row per Form ADV filing
Gross asset value$19.6M as of Mar 30, 2017
Mar 30, 2012$3.1M then
Owners15 as of Mar 30, 2017
Mar 30, 20123 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-241924reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaNew York, New York
- ComputershareProvidence, Rhode Island
- Raymond James Financial Services, Inc.St. Petersburg, Florida
Across DFX
shared identifiers only
- M••••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 20%reportedadviser and related persons