DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•••• E•••••••• I••••• F•••• L••
Other Private Fundadvised byP••••••••• I••••••••• M••••••••• C•••••••••independent RIA805-7234402027no longer reportedIAPD
Gross asset value
$6.1M
as of Sep 26, 2012; not a fund size
Peak GAV
$6.1M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Mar 28, 2012 to Sep 26, 2012
Reporting history
one row per Form ADV filing
Gross asset value$6.1M as of Sep 26, 2012
Mar 28, 2012$6.0M then
Owners38 as of Sep 26, 2012
Mar 28, 201240 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Oregon, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-114947reportedthe join to the Form D offering
- Type as written
- I••••• FUND COMPOSED OF VARIOUS KINDS OF DEBT INSTRUMENTSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.Phoenix, Arizona
Across DFX
shared identifiers only
- L•••• E•••••••• I••••• F•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons