DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
O••••••• C•••••• H••••••••• M••••• F••• L•
Gross asset value
$104M
as of Mar 29, 2024; not a fund size
Peak GAV
$214M
highest filing
Owners
357
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
11%
Reported
20 filings
Sep 13, 2013 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$104M as of Mar 29, 2024
Sep 13, 2013$179,000 then
Owners357 as of Mar 29, 2024
Sep 13, 201377 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-200344reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Northern TrustNew York, New York · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
- O••••••• C•••••• H••••••••• M••••• F••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons