DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••• S••••• H••••••••• P••••••• I• S• L•••
Gross asset value
$351M
as of Jul 2, 2024; not a fund size
Peak GAV
$351M
highest filing
Owners
41
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 30, 2020 to Jul 2, 2024
Reporting history
one row per Form ADV filing
Gross asset value$351M as of Jul 2, 2024
Mar 30, 2020$0 then
Owners41 as of Jul 2, 2024
Mar 30, 20200 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-360843reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris BankChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York · LEI 8NAV47T0Y26Q87Y0QP81
Across DFX
shared identifiers only
- W•••• S••••• H••••••••• P••••••• I• S• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 18%reportedadviser and related persons