DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• I••••••••• P••••••••• L•
Gross asset value
$23.9M
as of Mar 29, 2024; not a fund size
Peak GAV
$36.5M
highest filing
Owners
41
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Mar 22, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$23.9M as of Mar 29, 2024
Mar 22, 2012$27.0M then
Owners41 as of Mar 29, 2024
Mar 22, 201266 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- New Jersey, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bankwell BankNew Canaan, Connecticut
- Connectone BankEnglewood Cliffs, New Jersey
- D.A. Davidson & Co.Red Bank, New Jersey
- Fulton BankLancaster, Pennsylvania
- Kearny BankFairfield, New Jersey · LEI 549300N6U5XCH70TOK35
- Pershing LLCJersey City, New Jersey
- Valley National BankWayne, New Jersey
Across DFX
shared identifiers only
- S•••••• I••••••••• P••••••••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons