DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
J•••••• C•••••• M••••• F••• L•
Gross asset value
$3.4B
as of Mar 28, 2024; not a fund size
Peak GAV
$4.1B
highest filing
Owners
239
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
19%
fund-of-funds interests
Non-US owners
34%
Reported
22 filings
Feb 14, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.4B as of Mar 28, 2024
Feb 14, 2012$916M then
Owners239 as of Mar 28, 2024
Feb 14, 20123 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America NaNew York, New York · LEI B4TYDEB6GKMZO031MB27
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Cowen Financial Products LLCNew York, New York · LEI 549300KKMNDUVLY8OR56
- Deutsche Bank AgLondon, United Kingdom · LEI 7LTWFZYICNSX8D621K86
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs Financial Markets, L.P.New York, New York
- Goldman Sachs InternationalNew York, New York · LEI 549300R83Q2VTICWNV15
- Hsbc Bank USA NaNew York, New York · LEI 1IE8VN30JCEQV1H4R804
- JP Morgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch InternationalNew York, New York · LEI GGDZP1UYGU9STUHRDP48
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co International PlcNew York, New York · LEI 4PQUHN3JPFGFNF3BB653
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Products LLCNew York, New York · LEI IVNH9ABHJY5L0X3RKW69
- Morgan Stanley Capital Services LLCNew York, New York · LEI I7331LVCZKQKX5T7XV54
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons