DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O••• P•••••• I••••• T••••
Gross asset value
$130M
as of Apr 23, 2024; not a fund size
Peak GAV
$456M
highest filing
Owners
763
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
97%
Reported
49 filings
Mar 30, 2012 to Apr 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$130M as of Apr 23, 2024
Mar 30, 2012$266M then
Owners763 as of Apr 23, 2024
Mar 30, 20121,243 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- yes, 16% of the adviser's clients investedreported
- Form D file number
- 021-365093reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Nesbitt BurnsToronto, Ontario, Canada
- Cibc World Markets Inc.Toronto, Ontario, Canada
- RBC Investor Services TrustToronto, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons