DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Luma Pep III

Private Equity Fundadvised byLuma Capitalindependent RIA805-7302036740IAPD
Gross asset value
$260,833
as of Mar 10, 2023; not a fund size
Peak GAV
$1.3M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$51,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Apr 20, 2012 to Mar 10, 2023
Reporting history
one row per Form ADV filing
Gross asset value$260,833 as of Mar 10, 2023
Apr 20, 2012$1.2M then
Owners10 as of Mar 10, 2023
Apr 20, 201210 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Florida, United Statesreported
Clients solicited
yes, 18% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Finemark National Bank & Trust
    Ft Myers, Florida
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
5.0%reportedadviser and related persons