DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P•••••• M••••• O••••••••• F•••• L•••
Gross asset value
$107M
as of Aug 1, 2014; not a fund size
Peak GAV
$143M
highest filing
Owners
87
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
19%
of the fund
Owned by funds
29%
fund-of-funds interests
Non-US owners
17%
Reported
12 filings
Feb 14, 2012 to Aug 1, 2014
Reporting history
one row per Form ADV filing
Gross asset value$107M as of Aug 1, 2014
Feb 14, 2012$143M then
Owners87 as of Aug 1, 2014
Feb 14, 201258 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 25% of the adviser's clients investedreported
- Form D file number
- 021-52126reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
- P•••••• M••••• O••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 19%reportedadviser and related persons