DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•••••••• P••••• O••••••••• F••• I•• L•••
Gross asset value
$181M
as of Oct 11, 2024; not a fund size
Peak GAV
$783M
highest filing
Owners
36
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
38%
fund-of-funds interests
Non-US owners
26%
Reported
20 filings
Mar 30, 2016 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$181M as of Oct 11, 2024
Mar 30, 2016$783M then
Owners36 as of Oct 11, 2024
Mar 30, 201635 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-241580reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Frnacisco, California
- Silicon Valley Bank, A Division Of First Citizens BankBoston, Massachusetts · LEI 0K2D5AK28E3O5CC06E35
- Wells Fargo Bank, N.A.Raleigh, North Carolina · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- N•••••••• P••••• O••••••••• F••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons