DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• P•••••• P••••••••• I•• L•
Gross asset value
$223M
as of Jul 9, 2024; not a fund size
Peak GAV
$223M
highest filing
Owners
170
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
16%
fund-of-funds interests
Non-US owners
1%
Reported
11 filings
Mar 31, 2020 to Jul 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$223M as of Jul 9, 2024
Mar 31, 2020$6.7M then
Owners170 as of Jul 9, 2024
Mar 31, 202033 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 16% of the adviser's clients investedreported
- Form D file number
- 021-1785621reportedthe join to the Form D offering
- Type as written
- PRIVATE FUND WITH ONGOING OFFERINGreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pncbank,NaPittsburgh, Pennsylvania
Across DFX
shared identifiers only
- S••••••••• P•••••• P••••••••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 18%reportedadviser and related persons