DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• P•••• S•••••••• C••••• F••• I•• L•••
Gross asset value
$623M
as of Mar 29, 2020; not a fund size
Peak GAV
$623M
highest filing
Owners
48
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Sep 4, 2019 to Mar 29, 2020
Reporting history
one row per Form ADV filing
Gross asset value$623M as of Mar 29, 2020
Sep 4, 2019$0 then
Owners48 as of Mar 29, 2020
Sep 4, 20191 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-348089reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- U.S. Bank National AssociationFlorence, South Carolina
- U.S. Bank National AssociationHouston, Texas
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 4.0%reportedadviser and related persons