DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byunclassified805-7376436803IAPD
Gross asset value
$120M
as of May 1, 2017; not a fund size
Peak GAV
$151M
highest filing
Owners
48
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
27%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Jan 2, 2014 to May 1, 2017
Reporting history
one row per Form ADV filing
Gross asset value$120M as of May 1, 2017
Jan 2, 2014$145M then
Owners48 as of May 1, 2017
Jan 2, 201450 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
27%reportedadviser and related persons