DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••••••• O••••••••• F•••• L•
Gross asset value
$144M
as of Mar 29, 2024; not a fund size
Peak GAV
$637M
highest filing
Owners
46
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
26 filings
Mar 26, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$144M as of Mar 29, 2024
Mar 26, 2012$300M then
Owners46 as of Mar 29, 2024
Mar 26, 201257 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 13% of the adviser's clients investedreported
- Form D file number
- 021-81943reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Futures And Options Execution And ClearingChicago, Illinois · LEI 9R7GPTSO7KV3UQJZQ078
- Northern TrustJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons