DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••••••• O••••••••• M••••• F•••
Gross asset value
$486M
as of Jul 11, 2023; not a fund size
Peak GAV
$2.9B
highest filing
Owners
62
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
22%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
34%
Reported
23 filings
Aug 5, 2014 to Jul 11, 2023
Reporting history
one row per Form ADV filing
Gross asset value$486M as of Jul 11, 2023
Aug 5, 2014$1.3B then
Owners62 as of Jul 11, 2023
Aug 5, 2014124 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-406858reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York Mellon Sa/NvLondon, United Kingdom
- Bofa Securities Europe SaParis, France · LEI 549300FH0WJAPEHTIQ7
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 22%reportedadviser and related persons