DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• K••• F••• L••••••
Gross asset value
$1.6B
as of Nov 27, 2024; not a fund size
Peak GAV
$1.6B
highest filing
Owners
678
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
38%
fund-of-funds interests
Non-US owners
78%
Reported
39 filings
Mar 30, 2012 to Nov 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.6B as of Nov 27, 2024
Mar 30, 2012$160M then
Owners678 as of Nov 27, 2024
Mar 30, 201278 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-170846reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banco Btg PactualRio De Janeiro, Brazil · LEI ZXLTQRYIK6IJH3R0IK66
- Bank Of AmericaNew York, New York · LEI B4TYDEB6GKMZO031MB27
- Citibank NaNew York, New York · LEI 254900TNII4NJJ48UY84
- Citigroup Global Markets Inc.New York, New York
- Deutsche BankNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Interactive Brokers LLCGreenwich, Connecticut
- Mesirow Financial, Inc.Chicago, Illinois
- Morgan StanleyMiami, Florida
- Northern Trust Company International Banking CorporationJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
- Safra National Bank Of New YorkNew York, New York · LEI 8HWWA59ZS6Z54QLX6S15
- Scotia Capital (USA) Inc.New York, New York
- Td Prime Services LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons