DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•• M•••••• R•• L••
Private Equity Fundadvised byM••• S••••• A•••••••independent RIA805-7412963127no longer reportedIAPD
Gross asset value
$126M
as of Jul 12, 2023; not a fund size
Peak GAV
$135M
highest filing
Owners
41
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
7%
Reported
12 filings
Mar 28, 2019 to Jul 12, 2023
Reporting history
one row per Form ADV filing
Gross asset value$126M as of Jul 12, 2023
Mar 28, 2019$121M then
Owners41 as of Jul 12, 2023
Mar 28, 201941 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- City National BankLos Angeles, California
- City National InvestmentsLos Angeles, California
Across DFX
shared identifiers only
- M•• M•••••• R•• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons