DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• L••• P•••••••• L•••
Private Equity Fundadvised byS••••• L••• T••••••••• M••••••••• L••asset manager805-7431351064no longer reportedIAPD
Gross asset value
$4.0M
as of Mar 3, 2014; not a fund size
Peak GAV
$4.0M
highest filing
Owners
147
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
22%
of the fund
Owned by funds
30%
fund-of-funds interests
Non-US owners
18%
Reported
4 filings
Feb 15, 2012 to Mar 3, 2014
Reporting history
one row per Form ADV filing
Gross asset value$4.0M as of Mar 3, 2014
Feb 15, 2012$4.0M then
Owners147 as of Mar 3, 2014
Feb 15, 2012147 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Silicon Valley BankSanta Clara, California
Across DFX
shared identifiers only
- S••••• L••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 22%reportedadviser and related persons