DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
I••••• U• H•••••••• L••
Gross asset value
$73.5M
as of Mar 29, 2024; not a fund size
Peak GAV
$110M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
52%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
11 filings
Aug 27, 2021 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$73.5M as of Mar 29, 2024
Aug 27, 2021$104M then
Owners4 as of Mar 29, 2024
Aug 27, 20214 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-407882reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- The Northern Trust Banking International CorporationChicago, Illinois
Across DFX
shared identifiers only
- I••••• U• H•••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 52%reportedadviser and related persons