DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••••••• N•••••• M••••• F•••• L•••
Gross asset value
$23.2M
as of Mar 31, 2023; not a fund size
Peak GAV
$31.5M
highest filing
Owners
19
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
61%
of the fund
Owned by funds
21%
fund-of-funds interests
Non-US owners
10%
Reported
4 filings
Nov 26, 2021 to Mar 31, 2023
Reporting history
one row per Form ADV filing
Gross asset value$23.2M as of Mar 31, 2023
Nov 26, 2021$30.3M then
Owners19 as of Mar 31, 2023
Nov 26, 202122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- State Street Global ServicesBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 61%reportedadviser and related persons