DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•• S•••• C•• F••• I•• L••
Gross asset value
$5.5M
as of Mar 28, 2024; not a fund size
Peak GAV
$13.3M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
27 filings
Mar 27, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$5.5M as of Mar 28, 2024
Mar 27, 2012$8.5M then
Owners3 as of Mar 28, 2024
Mar 27, 20124 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-9999999999reportedthe join to the Form D offering
- Type as written
- PRIVATE INVESTMENT FUND WITH REDEMPTION OPPORTUNITIES INVESTING IN PUBLICLY TRADED EQUITY SECURITIES.reported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Principal BankDes Moines, Iowa · LEI 549300GJUS3RD4RG4D56
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons