DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N••• L•••••• L••••••• M••••• F••• L•

Hedge Fundadvised byN••• L•••••• C•••••• M••••••••• L••former805-7466416470IAPD
Gross asset value
$69.1M
as of Dec 6, 2023; not a fund size
Peak GAV
$1.1B
highest filing
Owners
43
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
5%
Reported
16 filings
Mar 30, 2012 to Dec 6, 2023
Reporting history
one row per Form ADV filing
Gross asset value$69.1M as of Dec 6, 2023
Mar 30, 2012$323M then
Owners43 as of Dec 6, 2023
Mar 30, 201255 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-266403reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Banco Bct, S.A.
    San Jose, Costa Rica
  • Interclear Central De Valores
    San Jose, Costa Rica
  • Jamaica Central Securities Depository Limited
    Kingston, Jamaica
  • Pershing LLC
    Jersey City, New Jersey
  • Sagicor Investments Jamaica Limited
    Kingston, Jamaica
  • Standard Bank South Africa
    Johannesburg, South Africa
  • The Bank Of New York Mellon (London Branch)
    London, United Kingdom
  • Trinidad & Tobago Central Depository
    Port Of Spain, Trinidad and Tobago
  • UBS Ag
    London, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
9.0%reportedadviser and related persons