DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• I••••••••• P••••••• M•••••• L•••
Hedge Fundadvised byS•••••••• A•••• M••••••••• L•••••asset manager805-7474984903no longer reportedIAPD
Gross asset value
$525M
as of Mar 14, 2018; not a fund size
Peak GAV
$1.4B
highest filing
Owners
70
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
7%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
12%
Reported
10 filings
Mar 29, 2012 to Mar 14, 2018
Reporting history
one row per Form ADV filing
Gross asset value$525M as of Mar 14, 2018
Mar 29, 2012$139M then
Owners70 as of Mar 14, 2018
Mar 29, 201241 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-70034reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank Ag (London Branch)London, United Kingdom
- Deutsche Bank Ag (New York Branch)New York, New York
- Deutsche Bank Securities Inc.New York, New York
- J.P. Morgan Clearing Corp.New York, New York
- JP Morgan Chase Bank, NaNew York, New York
- Macquarie Bank LimitedSydney, Australia
- Morgan Stanley & Co. International Plc (Msip)London, United Kingdom
- Morgan Stanley & Co. LLCNew York, New York
- Northern Trust International Banking CorporationJersey City, New Jersey
- The Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 7.0%reportedadviser and related persons