DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•• A••• P•••••• P•••••• E••••• F••• I•• L•
Gross asset value
$35.7M
as of Sep 30, 2024; not a fund size
Peak GAV
$174M
highest filing
Owners
50
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
64%
Reported
18 filings
Jun 9, 2015 to Sep 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$35.7M as of Sep 30, 2024
Jun 9, 2015$174M then
Owners50 as of Sep 30, 2024
Jun 9, 201550 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 11% of the adviser's clients investedreported
- Form D file number
- 021-255344reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Custody LimitedSt. Julian, Malta
Across DFX
shared identifiers only
- R•• A••• P•••••• P•••••• E••••• F••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons