DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•••• I•••••••• L•••
Gross asset value
$150,759
as of Jan 29, 2013; not a fund size
Peak GAV
$164,607
highest filing
Owners
12
beneficial owners reported
Minimum investment
$125,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
83%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Feb 14, 2012 to Jan 29, 2013
Reporting history
one row per Form ADV filing
Gross asset value$150,759 as of Jan 29, 2013
Feb 14, 2012$164,607 then
Owners12 as of Jan 29, 2013
Feb 14, 201212 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank National Trust CompanySanta Ana, California
- Jpmorgan Chase Bank, N.A.New York, New York
Across DFX
shared identifiers only
- L•••• I•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons