DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
E••• C••••• L•
Gross asset value
$45.8M
as of Mar 31, 2014; not a fund size
Peak GAV
$217M
highest filing
Owners
31
beneficial owners reported
Minimum investment
$1.4M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
83%
Reported
7 filings
Apr 2, 2012 to Mar 31, 2014
Reporting history
one row per Form ADV filing
Gross asset value$45.8M as of Mar 31, 2014
Apr 2, 2012$217M then
Owners31 as of Mar 31, 2014
Apr 2, 201232 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Jerseyreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- UBS AgZurich, Switzerland
Across DFX
shared identifiers only
- E••• C••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons